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New York City Municipal Water Finance Authority
 

MUNICIPAL ADVISOR DISCLOSURE

June 23, 2014
(as revised July 3, 2014)

By publicly posting the following written disclosure, the New York City Municipal Water Finance Authority (the “Authority”) intends that municipal market participants receive and use it to qualify for the independent registered municipal advisor exemption to the Municipal Advisor Rule of the U.S. Securities and Exchange Commission (Rule 15Ba1-1(d)(3)(vi)).

The Authority has retained independent registered municipal advisors. The Authority is represented by, and will rely on, its municipal advisors Lamont Financial Services Corp. and Lamont Investment Advisors Corporation (together, “Lamont”) and Acacia Financial Group, Inc. (“Acacia”) to provide advice on proposals from financial services firms concerning the issuance of municipal securities and municipal financial products generally (including investments of bond proceeds and escrow investments). In addition, the Authority is represented by, and will rely on, its municipal advisor Drexel Hamilton, LLC (“Drexel”) in connection with bond pricings. The contact person at Lamont is Bob Lamb. The contact person at Acacia is Noreen White. The contact person at Drexel is Tom Mead. The Authority’s contracts with Lamont, Acacia and Drexel extend through June 30, 2015; accordingly, this certificate may be relied upon until such date or until its earlier withdrawal (notice of which will be posted on this website). If a proposal received will be seriously considered by the Authority, the Authority will share the proposal with its appropriate municipal advisor(s).