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NYC's Electronic Equipment
Recycling and Reuse Act

Manufacturer Requirements

The Electronic Equipment Recycling and Reuse Act (Local Law 13 of 2008) requires electronics manufacturers to begin accepting electronic equipment from any person in NYC for recycling or reuse.

Effective July 1, 2010, it will be illegal for any person in NYC to discard any covered electronic equipment as trash.

All electronics manufacturers affected by this law are required to submit an Electronic Waste Management Plan for the collection, handling, and recycling or reuse of covered electronic equipment and orphan waste to the NYC Department of Sanitation (DSNY). As provided for in Local Law 13 and Section 1043 of the NYC Charter, DSNY has published its final rules concerning E-Waste Plans and other requirements of Local Law 13 on April 15, 2009.

If you have any questions after reading the information below, please contact DSNY's Bureau of Waste Prevention, Reuse and Recycling at (917) 237-5676 or takebacklaws@dsny.nyc.gov.

Text of the Law and DSNY Final Rules (on Laws and Directives page)
Overview of Law Requirements
Electronics Manufacturer Definition
What Must be Accepted
How Equipment Must be Collected 
How Manufacturers Must Educate Consumers 
Performance Standards  
Electronic Waste Management Plan
Overview of Annual Reports
NYC Retailer Responsibilities
Legal Clarifications
Waiver Requests
Plan Modifications

ALSO SEE:
NYC Electronic Equipment Recycling and Reuse Act: Info for Consumers
Electronics Recycling
Laws and Directives for more info about this law
Electronics Recycling Regulations for info on disposal requirements for businesses


Overview of Law Requirements

Affected manufacturers must submit an Electronic Waste Management Plan to the NYC Department of Sanitation by June 15, 2009. 

In light of the fact that the New York State Assembly passed an electronic waste management bill that would preempt Local Law 13 of 2008 and the Department’s rules promulgated thereunder and there being a possibility that the New York State Senate will also pass electronic waste legislation in June 2009, the Department will delay enforcement until July 31, 2009 of all provisions of Local Law 13 and Chapter 17 of Title 16 of the Rules of the City of New York, including those that require the submission by manufacturers of electronic waste management plans and annual reports.

1. MATERIALS

One-hundred and eighty days after a Plan is approved by DSNY, a manufacturer must accept for recycling or reuse:

  • Any covered electronic equipment manufactured under its brand name, regardless of whether new equipment is purchased.
  • Any brand of covered electronic equipment on a one-to-one basis with the purchase of the same type of covered electronic equipment.

2. EDUCATION

One-hundred and eighty days after a Plan is approved by DSNY, a manufacturer must:

  • Ensure that its products include a label that identifies the manufacturer.
  • Provide, at the point of sale, information about how a person can return covered electronics. This information must include either a toll-free telephone number or website address.

3. REPORTING

Every year starting July 1, 2010, manufacturers with a DSNY-approved Plan, must submit an Annual Report to the NYC Department of Sanitation

4. ORPHAN WASTE

Orphan waste is defined as covered electronics, where no manufacturer can be identified, or the manufacturer is no longer in business, and has no successor-in-interest.

By July 1, 2011, affected manufacturers must

  • Accept for recycling or reuse any equipment, considered orphan waste, regardless of whether new equipment is purchased.

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Electronics Manufacturer Definition

A manufacturer is a person or entity that previously or currently assembles, manufactures, or imports covered electronic equipment, sells or has sold covered electronic equipment under its own brand name, or licenses a brand name it owns for covered electronic equipment for sale in NYC.

If more than one manufacturer shares responsibility for a brand of covered electronic equipment, a single manufacturer must accept responsibility for the brand.

Companies who are unsure whether or not they are a manufacturer of covered electronic equipment may request clarification.

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What Must be Accepted

Electronic equipment covered by this law includes:

  • battery powered portable digital music players
  • cathode ray tubes (CRTs)
  • computer central processing units
  • computer monitors, including
    • cathode ray tube or other image projection technology
    • liquid crystal display
    • plasma screen
  • desktop computers
  • keyboards
  • laptop computers
  • mice
  • printers, including
    • desktop or stand-alone devices sold for external use with a computer
  • servers
  • televisions

Covered electronic equipment does NOT include:

  • audio equipment other than portable battery-powered digital music players with memory capability
  • automobile parts
  • cash registers
  • computers that are
    • automated typewriters
    • typesetters
    • portable hand-held calculators
    • portable digital assistants
    • similar to these items 
  • devices as defined in the Federal Food, Drug, and Cosmetic Act
  • digital picture frames
  • digital video recorders
  • GPS devices
  • household appliances including: 
    • clothes washer
    • clothes dryer
    • refrigerator
    • freezer
    • microwave oven
    • oven range
    • dishwasher
    • similar to these items
  • marine equipment
  • mobile phones
  • monitors with screen size under 4 inches
  • parts of a larger piece of equipment in industrial, research, and development or commercial settings
  • portable DVD players
  • security, anti-terror, or medical equipment with CRTs or flat paned display or similar video display devices that is not separate from the larger piece of equipment
  • printers that are: 
    • label makers
    • braille embosser
    • specialized printing devices
    • products where printing is not the primary function
  • televisions with screens under 4 inches
  • USB devices
  • video displays that are not separate of a larger piece of equipment
  • video game systems

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How Equipment Must be Collected

Manufacturers must accept for recycling or reuse any covered electronic equipment manufactured under its brand name, regardless of whether new equipment is purchased. Manufacturers must also accept for recycling or reuse any brand of covered electronic equipment including orphan waste on a one-to-one basis with the purchase of the same type of covered electronic equipment.

Beginning July 1, 2011, manufacturers must accept orphan waste of the same type sold by the manufacturer regardless of purchase.  

Collection methods vary depending on the entity from which covered electronic equipment is collected.

Residents
Manufacturers must provide free and convenient collection (including packaging, upon request) of covered electronic equipment for NYC residents. Packaging includes any box, envelope, other container that securely encloses covered electronic equipment for return. Convenient collection varies depending on the item.

Small or Portable Items
Convenient collection for portable items and/or items fifteen pounds or less in weight (for example electronic mice, computer keyboards, and portable battery powered digital music players) includes one or more of the following:

  • Direct collection from a resident's home; this includes a postal or parcel service but not curbside pickup.
  • Mail-back program whereby residents can return covered electronic equipment to the manufacturer by mail or similarly convenient delivery service.
  • Drop-off program whereby residents can return covered electronic equipment to the manufacturer at multiple locations in NYC. These locations must be open to the public during business hours, weekday evening hours, and at least one weekend day, and accessible to the public, including those without vehicles. Note: If a manufacturer only offers a drop-off program for small or portable items, there must be a drop-off location in every borough in a number equal to or greater than the number of community boards in that borough (18 in Brooklyn, 12 in the Bronx, 12 in Manhattan, 14 in Queens, and 3 in Staten Island). 

All Other Items
For all other items, convenient collection means direct collection from a resident's home, which includes a postal or parcel service but not curbside pickup.

Nonprofits/Governmental Agencies/Small Businesses (less than 50 fulltime employees)/ Public Benefit Corporations/Associations/Public Authorities
Manufacturers must provide these entities with free and reasonably accessible collection. The method of collection may include a fee specified within a contract if it is more convenient than reasonably accessible.

Businesses with More than 50 Employees
For these entities, including partnerships, companies, corporations (other than nonprofits) and firms, the method of collection may include a fee specified within a contract.  

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How Manufacturers Must Educate Consumers

At the time of purchase, manufacturers must provide information on how a person can return covered electronic equipment. Point of sale information must be provided in writing to the customer and may be included on the sale receipt, inside the product box, or in the equipment manual that accompanies the product.

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Performance Standards

Local Law 21 of 2008 requires electronics manufacturers to meet certain collection standards.

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Electronic Waste Management Plan

Manufacturers must submit an Electronic Waste Management Plan to DSNY by June 15, 2009 using the five section Electronic Waste Management Plan Submission Form.

All five sections of the Plan submission form must be downloaded, filled out, printed, and then mailed to DSNY.

In light of the fact that the New York State Assembly passed an electronic waste management bill that would preempt Local Law 13 of 2008 and the Department’s rules promulgated thereunder and there being a possibility that the New York State Senate will also pass electronic waste legislation in June 2009, the Department will delay enforcement until July 31, 2009 of all provisions of Local Law 13 and Chapter 17 of Title 16 of the Rules of the City of New York, including those that require the submission by manufacturers of electronic waste management plans and annual reports.

The form sections below are PDF (Portable Document Format) documents; you’ll need the free Adobe Acrobat Reader to display and print them. A hard copy of the Plan is also available upon request to takebacklaws@dsny.nyc.gov or (917) 237-5676.

Note: If using the free Adobe Acrobat Reader, the form can be printed but not saved. If using the full version of Adobe Acrobat, edits may be saved as the form is completed.

Electronic Waste Management Plan Submission Form  

Plans shall be reviewed by DSNY and manufacturers will be notified within 180 days of receipt whether its Plan has been approved or requires modifications.

Please note: Manufacturers may, and are encouraged to, submit a Plan that includes the shared resources of multiple manufacturers. Such a Plan is considered to be a Group Plan and must include a list of each manufacturer represented under the Plan and meet all requirements for individual Plans. A Group Plan is required to have an authorized third party or must designate a manufacturer as the group contact.

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Overview of Annual Reports

Starting July 1, 2010, manufacturers must submit an Annual Report to DSNY using the Annual Reporting Form, which will be available shortly for download. The Annual Report must include:

1.

Any approved amendments to the manufacturer’s Electronic Waste Management Plan.
2.    

Sales data for covered electronics sold in NYC for the prior calendar year.

3.     

The quantity of covered electronics and orphan waste collected in NYC expressed both in terms of total weight and as a percentage of the average annual sales measured by weight over three calendar years.

4.       Information on end market and recyclers used by the manufacturer.
5. Examples of how NYC residents and businesses were informed of the manufacturer’s Plan.
6. The number of visits and calls to the manufacturer’s website and toll free number established by the Electronic Waste Management Plan.
7.

$1,250 certified check made payable to the NYC Department of Sanitation.


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NYC Retailer Responsibilities

Manufacturers are required to educate consumers, at the point of sale, about how to return covered electronics. It is important for retailers to work with manufacturers to ensure that customers are well informed about how to return electronic equipment.

The method chosen to collect covered electronics must be convenient to NYC residents. While not required, DSNY encourages retailers to coordinate with manufacturers to provide drop-off service for covered electronic equipment since retail outlets represent a major avenue for the convenient collection of electronic equipment.

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Legal Clarifications

Organizations who believe that they are exempt from the law can send a letter clearly stating the reasons to the address below. Organizations who need clarification about whether they are electronics manufacturers or their electronics are covered under the law may submit a detailed letter to:

Deputy Commissioner for Legal Affairs
New York City Department of Sanitation
125 Worth Street, Room 710
New York, NY 10013
RE: Local Law 13 of 2008 Legal Clarification

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Waiver Requests

Some manufacturers who are covered under the law may be able to apply for waivers of certain provisions provided they present good cause. The waiver must be submitted in writing to DSNY prior to or with the submission of the manufacturer's proposed Plan. Waiver letters should be sent to:

Director
Bureau of Waste Prevention, Reuse and Recycling
New York City Department of Sanitation
44 Beaver St., 6th Floor
New York, NY 10004
RE: Local Law 13 of 2008 Waiver Request

Should DSNY disapprove a manufacturer's waiver request, the manufacturer will be notified in writing of the reasons for such disapproval. Manufacturers must then submit the required information with its Electronic Waste Management Plan 30 days after notification of DSNY's disapproval.

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Plan Modifications

Modifications to the description of the manufacturer's Plan for the collection of covered electronic equipment in NYC must be approved by DSNY before the manufacturer implements the modification.

Any other proposed modification to a manufacturer's Electronic Waste Management Plan may be submitted to DSNY at any time before or after the proposed modification is implemented, but no later than manufacturer's next annual report.

If DSNY rejects a modification after it has been implemented, the manufacturer has 30 days to submit a revised modification. Proposed modifications will be approved or disapproved within 60 days and notice will be mailed expeditiously.

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